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Financial Services Compliance Contact
Address
Cobia Compliance, LLC
12320 Barker Cypress, Ste 600, #149
Cypress, TX 77429, USA
281-940-4286
Our Services
Mock SEC and FINRA Examinations
Independent Anti-Money Laundering Reviews
SEC/FINRA Examination Assistance
Investment Advisery Annual Reviews
Code of Ethics
Hedge Fund Registration and Compliance
Product and Vendor Due Diligence
Variable Annuity Suitability Review
Licensing and Registration Services
Business Continuity Plans
Policies and Procedures
Money Service Business (MSB) AML Audit
Written Supervisory Procedures
3012 Annual NASD Reports
Privacy Policy
Branch Office Audits
Church Bond Financing Compliance
Other Services