The owner of Cobia Compliance, Rhonda Davis, has been affiliated with the church bond industry for over 15 years. Her experience includes working as legal counsel, compliance officer, trustee, and regulatory consultant for a number of firms in the industry. Over the years, she has developed a working knowledge of the NASAA Church Bond Guidelines as well as knowledge of individual state’s application of those guidelines.
Cobia Compliance believes in the product offered by church bond broker-dealers and the churches they serve. We also recognize that many of the firms serving churches are too small to maintain the level of compliance staffing needed to meet today’s ever-increasing regulatory burden.
Whether you need help in the area of traditional broker-dealer compliance functions or those specifically related to bringing a church bond issue to market, Cobia stands ready to help. Legal debt opinion letters are also available through our affiliated law firm, Rhonda Davis, PLLC.
Services specific to church bond offerings include:
- Prospectus drafting
- Blue sky filings
- Assistance with CUSIP requests and TRACE filings
- Due diligence review of issuer
- Coordination of issue with Trustee